An internal periodic summary document — typically AMLCO → governing body cadence at least every 12 months (AML/CTF Rules 2025 r.5-7(2)) — summarising the AML/CTF program's operation, alerts and dispositions, SMR / TTR volumes, training coverage, and any control gaps identified. The compliance report is the AMLCO's primary upstream-communication artefact and a routine evidence item at independent evaluation.
This term sits in the reporting & records section of the working glossary — vocabulary for statutory reporting cadences, evidence retention, and inspection-ready record discipline.
The statutory minimum period a record must be kept. AML/CTF records: 7 years (most classes; see ss.107–116 for…
Chronological record of an action's lifecycle — who did what, when, on what record, with what supporting conte…
A single timestamped record in the gambling incident register or the liquor incident register. Must capture th…
A coordinated record-pack assembled for a specific inspection, board review, or regulator response — pulling t…
Periodic regulator submission required of NSW clubs and hotels with EGMs — typically gaming-machine activity, …
The yearly filing a registered club makes — typically including the financial report, board composition, membe…